{"product_id":"9781780436425","title":"Financial Services Law Guide","description":"Financial Services Law Guide, 4th edition is a comprehensive and highly practical guide to the rules and regulations that govern the financial services industry. Designed to be used on a day-in day-out basis, this new edition covers the requirements and legal responsibilities imposed upon the financial services industry by all regulatory bodies.\u003cbr\u003e\u003cbr\u003eThe current changes in the regulatory structure are far reaching for the financial services sector and the new rule books that are to be brought in represent a change in financial services regulation in this country that is profound in its nature and both important and subtle in terms of the changes it will bring in for regulated firms. In particular the compliance procedures and relevant managerial approaches adopted in financial services firms will need to change. \u003cbr\u003e\u003cbr\u003eFinancial Services Law Guide is a comprehensive and highly practical guide to the rules and regulations that govern the financial services industry. Designed to be used on a day-in day-out basis, this new edition covers the requirements and legal responsibilities imposed upon the financial services industry by all regulatory bodies. \u003cbr\u003e\u003cbr\u003eCovering the latest developments, this valuable text is set out in the context of common practice and is indispensable for lawyers, compliance officers, consultants and all those connected to the industry.\u003cbr\u003e\u003cbr\u003eIncludes coverage of the following key legislation:\u003cbr\u003eFinancial Services and Markets Act 2000\u003cbr\u003eFinancial Services Act 2010\u003cbr\u003eFinancial Services Act 2012\u003cbr\u003e\u003cbr\u003eWhatever your legal issue or question, you will find the answer in this user-friendly and clearly presented guide.\u003cbr\u003e\u003cbr\u003eContents:\u003cbr\u003eChapter 1 The Financial Services Regime\u003cbr\u003eChapter 2 Authorisation\u003cbr\u003eChapter 3 Approved Persons \u003cbr\u003eChapter 4 Retail Products\u003cbr\u003eChapter 5 Customer Relations \u003cbr\u003eChapter 6 Financial Promotion\u003cbr\u003eChapter 7 Market Abuse \u003cbr\u003eChapter 8 Money Laundering \u003cbr\u003eChapter 9 Clients' Money \u003cbr\u003eChapter 10 Financial Rules \u003cbr\u003eChapter 11 Enforcement \u003cbr\u003eChapter 12 Professionals and Investment Business \u003cbr\u003e\u003cbr\u003ePrevious print edition ISBN: 9781845921392","brand":"Bloomsbury Publishing","offers":[{"title":"Default Title","offer_id":47157363572976,"sku":"9781780436425","price":151.2,"currency_code":"USD","in_stock":true}],"thumbnail_url":"\/\/cdn.shopify.com\/s\/files\/1\/0737\/7593\/9824\/files\/9781780436425_p0.jpg?v=1763714197","url":"https:\/\/shop-qa.barnesandnoble.com\/products\/9781780436425","provider":"Barnes \u0026 Noble (DEV)","version":"1.0","type":"link"}