Financial Services Law Guide

In the UK, the current changes in the regulatory structure are far reaching for the financial services sector. The new rules that are to be brought in represent a change in financial services regulation that is profound in nature, as well as both important and subtle in terms of the changes for regulated firms. In particular, the compliance procedures and relevant managerial approaches adopted in the UK's financial services firms will need to change. Financial Services Law Guide is a comprehensive and highly practical guide to the rules and regulations that govern the UK's financial services industry. Designed to be used on a day-in day-out basis, this fourth edition covers the requirements and legal responsibilities imposed upon the financial services industry by all regulatory bodies.